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Compliance & Regulatory Affairs
16/06/2026

Manager Conduct Supervision (UAE National)

Job DescriptionThis role sits within a regulatory supervision team and is responsible for overseeing a portfolio of regulated firms operating within a financial services ecosystem. The position focuses on assessing conduct, compliance, governance, and operational risks through ongoing supervision, onsite reviews, investigations, stakeholder engagement, data analysis, and thematic projects. The individual will identify potential regulatory breaches, challenge firms on their risk management and control frameworks, recommend remediation actions, and contribute to broader supervisory and policy initiatives.Key Responsibilities:Conduct ongoing supervision of assigned regulated firms, monitoring compliance with regulatory requirements and identifying emerging risks within the portfolioPlan and execute onsite reviews and examinations to assess conduct, compliance, governance, and operational risk management frameworksPerform detailed analysis of firm data, regulatory returns, and performance metrics to identify trends, anomalies, and areas of concernLead investigations into potential regulatory breaches, misconduct, or control failures, documenting findings and evidenceEngage with firm management and key stakeholders to challenge risk management practices, discuss findings, and agree on remediation timelinesDevelop and recommend supervisory actions, including remediation plans, enforcement measures, or policy adjustmentsContribute to thematic projects and supervisory initiatives that address sector-wide risks or emerging regulatory issuesPrepare comprehensive supervisory reports, risk assessments, and recommendations for senior management reviewMaintain detailed supervision files and documentation in compliance with regulatory standards and audit requirementsCandidate ProfileWe are looking for candidates who bring substantial experience in financial services regulation, compliance, or risk management, combined with strong analytical capabilities and the ability to work effectively within a risk-based oversight environment. The ideal candidate will demonstrate sound judgment, professional credibility, and the capacity to engage confidently with senior firm leadership while maintaining regulatory independence and objectivity.Experience & Expertise Required:5–7+ years of experience in compliance, conduct risk, regulatory supervision, internal audit, risk management, wealth management, asset management, or related financial services functionsDemonstrated experience in assessing and challenging risk management and control frameworks within regulated organisationsProven ability to conduct investigations, analyse complex data, and identify regulatory breaches or control weaknessesExperience working within a risk-based supervision or oversight environmentKnowledge of financial services regulations, conduct standards, and governance requirementsProficiency with data analysis tools and the ability to extract, interpret, and present insights from regulatory datasetsQualities & Work Approach:Strong analytical and problem-solving skills with attention to detail and rigorous documentation practicesExcellent stakeholder management and communication abilities, capable of engaging with diverse audiences from operational staff to board-level executivesProfessional judgment and integrity, with the ability to maintain regulatory independence and objectivityProactive approach to identifying risks and recommending practical, proportionate remediation actionsCollaborative mindset with the ability to contribute to broader supervisory initiatives and share knowledge across the teamAdaptability and resilience in a dynamic regulatory environmentRole Impact & Success:This position plays a critical role in protecting the financial services ecosystem by ensuring regulated firms maintain robust controls and comply with regulatory standards. Success is measured by the quality of supervisory oversight, the effectiveness of risk identification and remediation, and the contribution to a safer, more resilient financial services sector.

PermanentUnited Arab EmiratesOn site
Finance
16/06/2026

Senior Analyst – Supervision - (UAE National)

Job DescriptionThis oversight and supervision role is responsible for monitoring activities, assessing risks, analysing transactions and data, and supporting the effective application of governance and regulatory frameworks across a portfolio of organizations. The successful candidate will review information, identify emerging trends and potential areas of concern, maintain accurate records, produce reports and insights, and contribute to decision-making processes and continuous improvement initiatives. Operating within a dynamic environment, the role demands strong analytical capabilities, meticulous attention to detail, and sound judgement when working with complex data, systems, and reporting tools. The position offers the opportunity to influence organizational resilience and compliance maturity through rigorous analysis and stakeholder engagement.Key Responsibilities:Monitor and assess activities across a portfolio of organizations to identify risks, control gaps, and areas of non-compliance with governance and regulatory frameworksAnalyse transactions, data, and operational processes to detect emerging trends, anomalies, and potential concernsMaintain accurate and comprehensive records of findings, assessments, and supervisory activitiesProduce clear, insightful reports and analytical summaries that support decision-making and strategic planningEvaluate the effectiveness of existing controls and governance structures, recommending improvements where necessaryEngage with stakeholders across multiple organizations to gather information, clarify findings, and support remediation effortsContribute to the development and refinement of governance frameworks and supervisory approachesManage high-volume workflows and multiple concurrent assessments while maintaining quality and timelinessSupport continuous improvement initiatives by identifying lessons learned and best practicesCandidate ProfileWe are looking for candidates who bring a solid foundation in analytical, risk, compliance, audit, operations, or supervisory work, combined with a genuine commitment to rigorous oversight and governance. The ideal candidate possesses strong technical proficiency with data and reporting systems, excellent written and verbal communication skills, and the ability to work effectively with diverse stakeholders at all levels. Above all, we seek individuals who demonstrate sound judgement, intellectual curiosity, and a proactive approach to identifying and addressing emerging risks.Experience & Expertise Required:Minimum 2–3 years of professional experience in an analytical, risk, compliance, audit, operations, or supervisory environmentDemonstrated proficiency with data analysis tools, reporting platforms, and business systemsExperience in monitoring, assessing, or evaluating organizational activities, controls, or compliance mattersStrong capability to manage high-volume workflows and prioritize multiple concurrent tasksFamiliarity with governance frameworks, regulatory requirements, or risk management methodologiesQualities & Work Approach:Strong analytical and problem-solving capabilities with meticulous attention to detailSound judgement and the ability to draw meaningful conclusions from complex informationExcellent communication skills and the ability to engage effectively with stakeholders across organizational boundariesProactive mindset with the ability to identify emerging trends and potential areas of concernCommitment to accuracy, integrity, and maintaining comprehensive documentationCollaborative approach to supporting continuous improvement and organizational resilienceRole Impact & Success:This role is central to maintaining organizational integrity and regulatory compliance across a diverse portfolio. Success is measured by the quality of insights delivered, the effectiveness of risk identification, and the tangible contribution to governance maturity and stakeholder confidence.

PermanentUnited Arab EmiratesOn site
Finance
16/06/2026

Associate Manager – Technology & Cyber Risk (UAE National)

Job DescriptionThe Associate Manager – Technology & Cyber Risk is responsible for assessing cyber, technology, digital, and operational resilience risks across a portfolio of organizations. This role combines technical expertise with strategic risk analysis to identify vulnerabilities, evaluate control environments, and drive continuous improvement in an organization's risk posture. The successful candidate will work collaboratively with stakeholders across multiple business units, translate complex technical and risk concepts into actionable insights, and support the development and implementation of robust risk frameworks and governance structures. Day-to-day activities include conducting comprehensive risk assessments, analyzing emerging threats and trends, reviewing control effectiveness, preparing detailed reports and recommendations, and overseeing remediation initiatives to ensure organizational resilience.Key Responsibilities:Conduct technology and cyber risk assessments across a portfolio of organizations, identifying vulnerabilities, gaps, and areas for improvementReview and evaluate governance structures, control environments, and operational resilience frameworks to ensure effectiveness and alignment with industry standardsAnalyze data, risk trends, and emerging threats to inform strategic risk management decisions and support proactive risk mitigationPrepare comprehensive risk reports, executive summaries, and actionable recommendations for senior management and stakeholdersOversee and monitor remediation activities, tracking progress against agreed timelines and ensuring closure of identified risks and control gapsEngage with internal and external stakeholders to understand business objectives, risk appetite, and operational constraintsSupport strategic initiatives and process improvements related to technology risk, cybersecurity, and operational resilienceContribute to the development, refinement, and documentation of risk assessment frameworks, methodologies, and best practicesProvide technical guidance and subject matter expertise on technology and cyber risk matters to support organizational decision-makingWork with risk assessment tools, data analytics platforms, and reporting systems to gather, analyze, and present risk informationCandidate ProfileWe are looking for candidates who bring a strong foundation in technology risk, cybersecurity, or operational resilience, combined with excellent analytical and communication skills. The ideal candidate is intellectually curious, detail-oriented, and capable of translating complex technical concepts for diverse audiences. They demonstrate strong stakeholder management abilities, a collaborative approach to problem-solving, and a commitment to continuous learning in the rapidly evolving risk and cybersecurity landscape. Above all, they are driven by a desire to strengthen organizational resilience and make a tangible impact on risk management practices.Experience & Expertise Required:Bachelor's degree in Information Technology, Cybersecurity, Risk Management, Business, or a related fieldMinimum 3 years of relevant professional experience in technology risk, cybersecurity, audit, compliance, governance, operational resilience, technology consulting, or similar risk-focused environmentsDemonstrated experience conducting risk assessments and evaluating control environmentsProficiency with data analysis, risk assessment frameworks, and reporting toolsKnowledge of technology risk, cyber risk, and operational resilience principles and practicesFamiliarity with governance, risk, and compliance (GRC) concepts and frameworksQualities & Work Approach:Strong analytical and problem-solving capabilities with the ability to synthesize complex information into clear recommendationsExcellent written and verbal communication skills, with the ability to tailor messages for different audiencesProven stakeholder management and relationship-building abilitiesDetail-oriented with strong organizational and project management skillsProactive and self-directed, with the ability to work independently and as part of a collaborative teamCommitment to staying current with emerging risks, technologies, and industry best practicesProfessional integrity and discretion when handling sensitive risk and compliance informationRole Impact & Success:This role is instrumental in strengthening organizational resilience and ensuring that technology and cyber risks are effectively identified, managed, and mitigated. Success in this position is measured by the quality of risk assessments delivered, the effectiveness of remediation oversight, and the positive impact on the organization's overall risk management maturity.

PermanentUnited Arab EmiratesOn site
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